Quick Definition

Series 63, also known as the Uniform Securities Agent State Law Examination, is a professional exam for securities agents in the United States, required by most states to sell securities.

Examples

• 1A financial advisor in New York must pass the Series 63 exam to legally advise on and sell stocks and bonds.
• 2An investment firm may require all new hires to obtain their Series 63 certification as part of their training program.
• 3A securities agent relocating from a state that does not require the Series 63 to one that does must pass the exam before they can continue practicing.

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